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David Mason Basten Managing Director

David Mason Basten

Managing Director
David began his career at Yorktown in April of 2001. In addition to his duties as a portfolio manager, David is responsible for expanding Yorktown’s product distribution capabilities and also serves as an inside director to the Yorktown Board.
A graduate of Liberty University, David earned a degree in Multi-Disciplinary studies focusing on Business & Religion.
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Patrick Connors Regional Sales Director
West Coast

Patrick Connors

Regional Sales Director
West Coast
Pat has over 17 years of financial services experience, working with both individual and institutional clients. His prior experience includes serving as a Regional Vice President for Columbia Management, as well as positions at a boutique investment company and a large retirement service provider.
Pat graduated from the University of South Carolina with a Bachelor of Science degree in Management.
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Randy Erwin Regional Sales Director
Midwest

Randy Erwin

Regional Sales Director
Midwest
Randy is a 27 year veteran of the financial services industry.
Immediately before joining Yorktown Funds, he served as Midwest Regional Director at Stadion Money Management. Previously, Randy worked at AXA Distributors, first as a wholesaler and subsequently as Western Division Sales Manager. He started his wholesaling career in 1994, covering banks and wirehouse firms for Essex Corporation. Randy began his career as an independent advisor with IDS/American Express, where he served as both a bank investment advisor and a bank program manager.
A graduate of Southeast Missouri State University, Randy earned degrees in Business Economics and Marketing.
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Hernaldo Rivera, Jr. Regional Sales Director
South

Hernaldo Rivera, Jr.

Regional Sales Director
South
Hernaldo has over 22 years of financial services experience. Immediately before joining Yorktown in 2014, he spent five years as Regional Vice President at BNY Mellon/Dreyfus Funds. While leading the firm’s sales efforts in South Texas and Louisiana, he was a two-time President’s Club award winner and was also named Southern Division Wholesaler of the Year in 2013.
Hernaldo graduated from the University of Houston with a Bachelor of Science degree in Economics. He and his wife, Suzanne, live in Houston.
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Mike Wooster Regional Sales Director
Mountain West

Mike Wooster, CIMA ®

Regional Sales Director
Mountain West
Mike began his career in the asset management industry in 2000. He previously served as a Senior Internal Wholesaler for State Street Research and was Regional Director of Principal Funds for ten years. Mike graduated with a bachelor’s degree from the University of California. He is a member of the Investment Management Consultants Association and has also earned the right to hold the Certified Investment Management Analyst designation. Mike and his wife, Renee, live in Littleton, CO.
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Alex Close Regional Sales Associate

Alex Close

National Account Executive & Principal
Alex joined the Yorktown Team in 2016. He serves as the National Account Executive & Principal for Yorktown Funds.
Prior to working at Yorktown, Alex played baseball for the Kansas City Royals Minor League System for two years. He is a graduate of Liberty University, where he played baseball and graduated with a B.S. in Business with a focus on Financial Planning in 2015. Alex resides in Lynchburg with his wife Rene.
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