Advisor Resources Yorktown Value-Added Meet Your Wholesalers Applications + Forms Client Servicing Request Literature Contact Providing advisors with resources to help clients reach their long-term objectives. Meet your wholesaler » View Wholesalers by Region David Mason Basten Managing Director David Mason Basten phone: 434.258.6515 email: email@example.com Managing Director David began his career at Yorktown in April of 2001. In addition to his duties as a portfolio manager, David is responsible for expanding Yorktown’s product distribution capabilities and also serves as an inside director to the Yorktown Board. A graduate of Liberty University, David earned a degree in Multi-Disciplinary studies focusing on Business & Religion. x Patrick Connors Regional Sales Director West Coast Patrick Connors phone: 206.406.5087 email: firstname.lastname@example.org Regional Sales Director West Coast Pat has over 17 years of financial services experience, working with both individual and institutional clients. His prior experience includes serving as a Regional Vice President for Columbia Management, as well as positions at a boutique investment company and a large retirement service provider. Pat graduated from the University of South Carolina with a Bachelor of Science degree in Management. x Randy Erwin Regional Sales Director Midwest Randy Erwin phone: 314.422.5510 email: email@example.com Regional Sales Director Midwest Randy is a 27 year veteran of the financial services industry. Immediately before joining Yorktown Funds, he served as Midwest Regional Director at Stadion Money Management. Previously, Randy worked at AXA Distributors, first as a wholesaler and subsequently as Western Division Sales Manager. He started his wholesaling career in 1994, covering banks and wirehouse firms for Essex Corporation. Randy began his career as an independent advisor with IDS/American Express, where he served as both a bank investment advisor and a bank program manager. A graduate of Southeast Missouri State University, Randy earned degrees in Business Economics and Marketing. x Hernaldo Rivera, Jr. Regional Sales Director South Hernaldo Rivera, Jr. phone: 713.301.2433 email: firstname.lastname@example.org Regional Sales Director South Hernaldo has over 22 years of financial services experience. Immediately before joining Yorktown in 2014, he spent five years as Regional Vice President at BNY Mellon/Dreyfus Funds. While leading the firm’s sales efforts in South Texas and Louisiana, he was a two-time President’s Club award winner and was also named Southern Division Wholesaler of the Year in 2013. Hernaldo graduated from the University of Houston with a Bachelor of Science degree in Economics. He and his wife, Suzanne, live in Houston. x Mike Wooster Regional Sales Director Mountain West Mike Wooster, CIMA ® phone: 720.315.3364 email: email@example.com Regional Sales Director Mountain West Mike began his career in the asset management industry in 2000. He previously served as a Senior Internal Wholesaler for State Street Research and was Regional Director of Principal Funds for ten years. Mike graduated with a bachelor’s degree from the University of California. He is a member of the Investment Management Consultants Association and has also earned the right to hold the Certified Investment Management Analyst designation. Mike and his wife, Renee, live in Littleton, CO. x Kenan Bell Senior Sales Associate Kenan Bell phone: 800.544.6060, x18 email: firstname.lastname@example.org Senior Sales Associate Kenan has been with Yorktown Funds since 2006. A native of Bridgeport, WV, Kenan earned a Bachelor of Science degree in Information Technology with a minor in Business from Liberty University in Lynchburg, VA. He was recruited on scholarship to Liberty for tennis and played from 2001-2005. Kenan resides in Lynchburg, VA with his wife, Bethany, and daughter, Ivory. Kenan takes care of the east coast territories and assists all Regional Sales Associates at API Funds. Prior to joining the Yorktown team, he worked as the Marketing Director for HHHunt Properties out of Blacksburg, VA and was the Assistant Tennis Professional for the Greenbrier Resort in White Sulphur Springs, WV. x Katy Basten Sales Assistant Katy Basten phone: 800.544.6060, X 22 email: email@example.com Sales Assistant Katy joined Yorktown Funds in 2013. She earned a Bachelor of Arts degree in Communications from Mary Baldwin College in Staunton, VA. x Alex Close Regional Sales Associate Alex Close phone: 800.544.6060, x23 email: firstname.lastname@example.org Regional Sales Associate Alex joined the Yorktown Team in 2016. He serves as the Regional Sales Associate for the Pacific Northwest and Southwest Territories. Prior to working at Yorktown, Alex played baseball for the Kansas City Royals Minor League System for two years. He is a graduate of Liberty University, where he played baseball and graduated with a B.S. in Business with a focus on Financial Planning in 2015. Alex resides in Lynchburg with his wife Rene. x Check the background of these registered individual on FINRA’s BrokerCheck.